Arkansas Securities Department

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• About - Arkansas Securities Department

  Protecting Consumers, Educating Investors, and Safeguarding the Integrity of Arkansas’s Financial Markets

• Commissioner - Arkansas Securities Department

  Commissioner Susannah Marshall was appointed to be the 22nd Commissioner of the Arkansas State Bank Department. Ms. Marshall’s appointment began October 1, 2020. On August 11, 2023, Governor Sanders a...

• Arkansas Securities Department announces top five investor threats for 2022 - Arkansas Securities

  Little Rock, Arkansas (January 11, 2022) – The Arkansas Securities Department (ASD) has announced guidance for investors, including a top five list of investor threats. The ASD encourages caution when...

• Legal - Arkansas Securities Department

  Legal Legal The Legal Section of the Arkansas Securities Department includes a general counsel and a staff of six attorneys who represent the Department in all litigation and enforcement actions and a...

• Securities - Arkansas Securities Department

  Securities Securities In this section, you’ll find information on how to register as a broker-dealer, agent, investment adviser representative or agent of the issuer. You can also explore other securi...

• Money Services - Arkansas Securities Department

  Money Services Money Services A money services business (MSB) that conducts money transmission or currency exchange activities in Arkansas as defined by the Arkansas Uniform Money Services Act must be...